UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Antero Resources Investment LLC 1625 17TH STREET DENVER, CO 80202 |
X |
/s/ Alvyn A. Schopp Chief Administrative Officer and Regional Vice President | 10/09/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being filed in connection with the effectiveness of the Registration Statement (the ''Registration Statement'') on Form S-1 (Registration No. 333-189284) of Antero Resources Corporation (the ''Issuer''). Pursuant to the Merger Agreement dated as of October 1, 2013, by and among the Issuer, Antero Resources LLC and the Reporting Person, the Reporting Person has been granted an irrevocable proxy and power of attorney to vote and dispose the shares of common stock of the Issuer owned by Antero Resources LLC. Accordingly, the Reporting Person may be deemed to be the beneficial owner of all of the Issuer's shares held by Antero Resources LLC (in accordance with Rule 13d-3), which constitute all of the issued and outstanding shares of the Issuer at the time of effectiveness of the Registration Statement. Other than that beneficial ownership, however, the Reporting Person has no pecuniary or other reportable interest in any of the shares of common stock of the Issuer. |