UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase common stock | (2) | (2) | Common Stock, par value $0.01 | 1,477 | $ 54.15 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hardesty Benjamin A. 1625 17TH STREET DENVER, CO 80202 |
X |
/s/ Alvyn A. Schopp, as attorney-in-fact for Benjamin A. Hardesty | 10/17/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock grant that will vest in a single installment one year from the date of grant, or October 16, 2014. |
(2) | Each option to purchase common stock vests and becomes exercisable in a single installment one year from the date of grant, or October 10, 2014. Each option to purchase common stock expires ten years from the date of grant, or October 10, 2023. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney This Form 3 is being filed in connection with the Reporting Person becoming a member of the Board of Directors of Antero Resources Corporation. |