UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase common stock | (2) | (3) | Common stock, par value $0.01 per share | 60,000 | $ 54.15 | D | |
Options to purchase common stock | (2) | (4) | Common stock, par value $0.01 per share | 25,000 | $ 50 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kennedy Michael N. 1615 WYNKOOP STREET DENVER, CO 80202 |
Senior Vice President Finance |
/s/ Alvyn A. Schopp, as attorney-in-fact for Michael N. Kennedy | 01/07/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 197,552 shares of common stock that remain subject to vesting. |
(2) | Options to purchase common stock vest and become exercisable in four equal installments on the first four anniversaries of the grant date so long as the Reporting Person remains continuously employed by the Issuer through each such anniversary date. |
(3) | Each option to purchase common stock expires ten years from the date of grant, or October 10, 2023. |
(4) | Each option to purchase common stock expires ten years from the date of grant, or April 15, 2025. |
Remarks: Effective January 4, 2016, the Board of Directors of the Issuer appointed Michael N. Kennedy as the Senior Vice President-Finance of the Issuer. Exhibit List: Exhibit 24 - Power of Attorney |